Patent

"CHEMICAL" OBVIOUSNESS: HAL WEGNER’S NOTE


I’d referred to Hal Wegner’s note on chemical obviousness in the last post. For those interested, the Patent Prospector provides an excellent summary of this note and also links to the note. The summary is as below:

Hal Wegner has analyzed the current status of case law regarding chemical compound obviousness, and holds that “KSR and Pfizer v. Apotex manifest fundamental misunderstandings of chemical practice case law.”

Selective excerpts from the summary of this exceptional research and analysis:
The law of obviousness of a chemical compound evolved from late nineteenth century structural obviousness case law that became highly defined in the 1940’s and was modified in the early 1960’s to provide a balanced two part analysis: The Examiner has the initial burden to establish prima facie or “structural” obviousness, but where this is established, it is up to the patent applicant to present rebuttal evidence demonstrating actual differences between the claimed compound and the prior art.

Over a period of decades, literally thousands of cases, largely at the Board of the U.S. Patent and Trademark Office (PTO), have established an intricate doctrine of “structural” obviousness. An equally intricate body of CCPA case law starting in the early 1960’s created a framework for demonstrating the nonobviousness of the invention as a whole by proving actual differences in properties over the prior art. Shortly after Papesch, the court focused upon whether a compound which is “obvious to try” – and hence prima facie obvious – could nevertheless be demonstrated to be as nonobvious as a whole through a Papesch-based showing of unexpected differences.

Predating the Supreme Court consideration of obviousness in the mid- 1960’s, the CCPA case law on chemical practice was completely consistent with the later evolution of the Supreme Court precedent in that decade. Consistent with Supreme Court precedent, a central and primary focus of the chemical compound obviousness inquiry is upon the differences in properties of the claimed compound versus the prior art compound.

Because the case law at the Supreme Court has focused upon combination patents, there is an assumption made in some quarters that virtually all patents are to combinations. In fact, there has never been a modern Supreme Court grant of certiorari to consider the chemical obviousness case law line relating to a new compound nor any case in modern times to consider the obviousness of any invention other than a combination patent.

The KSR opinion contains loose language concerning whether an invention is “obvious to try” which places this arcane maxim center stage, grist for litigation and appellate resolution at the Federal Circuit.

Pfizer v. Apotex Repudiates Papesch – More than forty years after the establishment of the current case law regime and after nearly twenty-five full years of judicial acceptance – throughout the history of the Federal Circuit – CCPA case law on chemical obviousness is under direct attack in a panel opinion. With the support of one additional member of the panel, the Chief Judge of the Federal Circuit has issued what is undoubtedly the single most controversial chemical practice ruling in the history of the Federal Circuit.

It is easy to criticize mistakes in judicial opinions, but here a major share of the blame for the problems in both KSR and Pfizer v. Apotex is due to inadequacies of legal scholarship in the briefing process.
Shamnad Basheer

Shamnad Basheer

Prof (Dr) Shamnad Basheer founded SpicyIP in 2005. He is currently the Honorary Research Chair of IP Law at Nirma University and a visiting professor of law at the National Law School (NLS), Bangalore. He is also the Founder of IDIA, a project to train underprivileged students for admissions to the leading law schools. He served for two years as an expert on the IP global advisory council (GAC) of the World Economic Forum (WEF). In 2015, he received the Infosys Prize in Humanities in 2015 for his work on legal education and on democratising the discourse around intellectual property law and policy. The jury was headed by Nobel laureate, Prof Amartya Sen. Professional History: After graduating from the NLS, Bangalore Professor Basheer joinedAnand and Anand, one of India’s leading IP firms. He went on to head their telecommunication and technology practice and was rated by the IFLR as a leading technology lawyer. He left for the University of Oxford to pursue post-graduate studies, completing the BCL, MPhil and DPhil as a Wellcome Trust scholar. His first academic appointment was at the George Washington University Law School, where he served as the Frank H Marks Visiting Associate Professor of IP Law. He then relocated to India in 2008 to take up the MHRD Chaired Professorship in IP Law at WB NUJS, a leading Indian law school. Prof Basheer has published widely and his articles have won awards, including those instituted by ATRIP and the Stanford Technology Law Review. He is consulted widely by the government, industry, international organisations and civil society on a variety of IP issues. He also serves on several government committees.

One comment.

Leave a Reply

Your email address will not be published.